Tag "FINRA"

26 Regulatory Initiatives that Will Shape Fintech in Europe and Beyond

In the banking industry’s quest towards open banking, standardisation has now become the name of the game towards global applicability. There is a consistent push and pull between whether these standards should come from regulators or industry players. On one

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FCA, IOSCO and FINRA to regulate FinTech and Blockchain

In the aftermath of the financial crisis 2007-09, financial regulators across the world implemented tighter controls on the majority of sectors within the financial services industry. One of the reasons for their activism may have been the lot criticism regulators

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